-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJ2KkV811acFR7bHBG21144k1ZwKqrHG8Q38epYoXEKl0VEtTUvLF5NFGYlYTZyY lSadTQpK4wffBwRF7CMchA== 0000930661-02-000438.txt : 20020414 0000930661-02-000438.hdr.sgml : 20020414 ACCESSION NUMBER: 0000930661-02-000438 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOWTEK INC CENTRAL INDEX KEY: 0000749660 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020377419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37722 FILM NUMBER: 02544530 BUSINESS ADDRESS: STREET 1: 21 PARK AVE CITY: HUDSON STATE: NH ZIP: 03051 BUSINESS PHONE: 6038825200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPMAN DONALD S CENTRAL INDEX KEY: 0001062457 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8850 SOUTH OCEAN DR STREET 2: PENTHOUSE CITY: JENSEN BEACH STATE: FL ZIP: 34957 BUSINESS PHONE: 5612287632 MAIL ADDRESS: STREET 1: 8850 SOUTH OCEAN DR STREET 2: PENTHOUSE CITY: JENSEN BEACH STATE: FL ZIP: 34957 SC 13G 1 dsc13g.txt SCHEDULE 13G FOR DONALD S. CHAPMAN ================================================================================ SEC 1947 Potential persons who are to respond to the collection of information (6-00) contained in this form are not required to respond unless the form displays a currently valid OMB control number. ================================================================================ ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response.... 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Howtek, Inc. ------------------------------------------------------ (Name of Issuer) Common Stock, $.01 Par Value Per Share ------------------------------------------------------ (Title of Class of Securities) 443209 ------------------------------------------------------ (CUSIP Number) December 31, 2001 ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 443209 ---------------- - -------------------------------------------------------------------------------- Page 1 of 4 pages 1. Names of Reporting Persons. Donald S. Chapman ----------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) N/A (a) ........................................................... (b) ........................................................... 3. SEC Use Only................................................... 4. Citizenship or Place of Organization U.S.A. ------ Number of 5. Sole Voting Power 1,915,125 ---------- Shares Bene- ficially by 6. Shared Voting Power -0- --------- Owned by Each Reporting 7. Sole Dispositive Power 1,915,125 --------- Person With: 8. Shared Dispositive Power -0- -------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,915,125 ----------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)................................. 11. Percent of Class Represented by Amount in Row (11) 12.5% ----- 12. Type or Reporting Person (See Instructions) IN -- ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ Page 2 of 4 pages Item 1. (a) Name of Issuer Howtek, Inc. -------------- (b) Address of Issuer's Principal Executive Offices 21 Park Avenue, --------------- Hudson, New Hampshire 03051 --------------------------- Item 2. (a) Name of Person Filing Donald S. Chapman ----------------- (b) Address of Principal Business Office or, if none, Residence 8650 S. ------- Ocean Drive, PH4, Jensen Beach, Florida 34957 --------------------------------------------- (c) Citizenship U.S.A. ------ (d) Title of Class of Securities Common Stock, $.01 Par Value ---------------------------- (e) CUSIP Number 443209 ------ Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b) or 240.13d- 2(b) or (c), check whether the person filing is a: N/A --- (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with (S)240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with (S)(S)240.13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J). Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,915,125 (includes 25,000 shares held -------------------------------------- by Mr. Chapman's spouse, as to which he disclaims beneficial ownership; ----------------------------------------------------------------------- also includes 340,000 shares issuable upon conversion of 680 shares of ---------------------------------------------------------------------- 7% Series B Convertible Preferred Stock of Howtek, Inc. and 460,000 ------------------------------------------------------------------- shares issuable upon conversion of 4,600 shares of 7% Series A -------------------------------------------------------------- Convertible Preferred Stock of Howtek, Inc.). --------------------------------------------- (b) Percent of class: 12.5% . --------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,915,125. --------- (ii) Shared power to vote or to direct the vote -0- . --------- Page 3 of 4 pages (iii) Sole power to dispose or to direct the disposition of 1,915,125. --------- (iv) Shared power to dispose or to direct the disposition of -0-. --- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [_] Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/13/02 ----------------------------- Date /s/ Donald S. Chapman ----------------------------- Signature Donald S. Chapman ----------------------------- Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----